Privacy Policy

This NetExchange Client website is provided by Pershing LLC ("we"), the clearing broker-dealer for your financial organization. We wish to advise you of the following about the information, which we may collect from you on NetExchange Client, and how we use that information:

NetExchange Client collects nonpublic personal information about you from your NetExchange Client transactions. You provide this information to us so that we may process your NetExchange Client transactions.

Information about your NetExchange Client transactions is provided to your financial organization and only to other parties to complete that transaction and to maintain your account as permitted by law. We do not sell information about the users of NetExchange Client to anyone.

We restrict access to nonpublic personal information about you to those employees and agents who need to know that information to provide products or services to you. We maintain physical, electronic, and procedural safeguards to guard your nonpublic personal information.

Effective Date: July 1, 2001.